About Alpha401k

In operation since 1996, Alpha401k is a Denver based RIA that focuses on helping Small Businesses provide a superior 401(k) plan to employees at affordable rates. We do this by helping Small Businesses reduce their 401(k) administrative burden by shouldering a majority of the responsibilities ourselves, as their co-fiduciary partner. Secondly, we work with participants to drive engagement and results through superior training, education, support, and technology. Each 401(k) plan is paired with a dedicated Certified Financial Planner(TM).

As a company, we believe that trust is paramount and our goal is to earn that. We do this by always putting client’s interests first, and to disclose any conflicts of interest (if any arise). We are held to this high standard, the fiduciary standard, and we would want nothing less.


We have preferred Vendors, but we can work with your existing provider as well!

We partner with every business under what we call our three key values. This philosophy can be easily explained through the lens of objectivity as an independent Co-Fiduciary Adviser, the expertise as a Certified Financial Planner™ and the proactiveness to deliver meaningful and timely recommendations and insights.

Currently Alpha401k partners with many small businesses across the Denver Metro Area as a Co-Fiduciary Adviser. In addition, we partner with individuals through our Wealth Management division across the country.


We have been recognized as a firm of excellence by various third-party agencies. To learn more contact us today.



How were structured

As a 401(k) Co-Fiduciary Adviser we partner with Plan Sponsors to develop, monitor, maintain and update a comprehensive 401(k) solution. We help reduce the 401(k) administrative and compliance burden so you can focus on what you do best, which allows us to focus on what we do best. We are a truly unbundled solution which means in everything we do as your Co-Fiduciary Adviser, your interest come first. This is what we call The Alpha Advantage.

How we are compensated

We seek to be the most transparent with our pricing. We are paid on a percentage of assets, which means our interest are aligned with plan participants. We take zero commissions, which means no 3rd party is paying us to recommend or “suggest” anything that is less than best.

And as a Co-Fiduciary Adviser in most cases, our costs are below what you are currently paying and in some cases SIGNIFICANTLY below. How? Through our unbundled approach, reduced overhead and our objectivity as an independent Adviser, we recommend the lowest cost investments, which means no kickbacks, 12b-1 or revenue sharing funds!

What Sets Us Apart

(click each box to expand)